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Financial Conduct Authority Blog
Rachael Callister
Date: 23/04/2013
Following a significant number of large scale regulatory failures such as the collapse of Northern Rock, failures at Royal Bank of Scotland (RBS) and Libor manipulation the Financial Conduct Authority’s (FCA) much awaited guidance regarding their More...
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Victoria Turner
Date: 19/04/2013
On 18th April 2013, the Financial Conduct Authority (“FCA”) announced that it has charged 8 men (Scott Crawley, Daniel Forsyth, Ross Peters, Aaron Petrou, Ricky Mitchie, Dale Walker, Adam Hawkins and Brendan Daley) in relation to a £5m land banking More...
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Victoria Turner
Date: 12/03/2013
Staff at the FSA should be cleared of negligence despite failing to identify that banks were manipulating interest rates to generate millions of pounds in bonus and profits, according to an internal report into the LIBOR scandal. The report found More...
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Victoria Turner
Date: 04/03/2013
The Financial Services Authority (the “FSA”) recently announced that it has secured a key victory in the battle against unauthorised land banking businesses after the High Court handed down its judgment on 8th February 2013 in respect of the case More...
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Victoria Turner
Date: 01/02/2013
This is the second part of a two part series. Part 1 can be found here Swift Trade, along with Peter Beck (the President and Chief Executive Officer of Swift Trade), referred the FSA’s Decision Notice to the Upper Tribunal (Tax & Chancery More...
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Victoria Turner
Date: 29/01/2013
The Financial Services Authority (the “FSA”) yesterday announced that the Upper Tribunal (Tax & Chancery Chamber) (the “Tribunal”) has found in favour of the FSA in respect of issuing a fine to Swift Trade, a non-FSA authorised Canadian company More...
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Victoria Turner
Date: 23/01/2013
The Financial Services Authority (the “FSA”) yesterday announced that it had executed search warrants in London, Lincolnshire, Leicestershire and North Yorkshire and arrested five individuals in connection with an investigation into Insider Dealing More...
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Victoria Turner
Date: 22/01/2013
Readers will recall that on 19th December 2012 the Financial Services Bill received Royal Assent.
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Victoria Turner
Date: 15/01/2013
The Financial Services Authority (“FSA”) has today issued a Final notice in respect of Mr Michael Lee Thommes.
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Victoria Colclough
Date: 08/01/2013
Readers of my previous blog will recall that back in November 2012, Mr Thomas Ammann pleaded guilty, at Southwark Crown Court, to two counts of insider dealing and two counts of encouraging insider dealing, contrary to s. 52 Criminal Justice Act More...
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